Securities Experts Roundtable reposted this
SER opens registration for their Annual Expert Conference! https://lnkd.in/gs2qTVsk
Securities Experts Roundtable
Alternative Dispute Resolution
SER is a national association of consulting and testifying securities expert witnesses.
About us
The Securities Experts Roundtable (SER) is a group of experienced finance and investment professionals engaged in all aspects of dispute resolution involving securities, investment-related matters and securities industry employment disputes. SER members serve as neutral arbitrators and mediators, and as consultants and testifying experts. SER Members seek to provide clarity and perspective to assist parties in direct negotiations and mediation, and appear in federal and state courts, before FINRA, AAA and JAMS arbitration hearings, before the SEC and state securities regulators. Members provide services individually and not under SER's umbrella. SER provides continuing professional education and promotes ethics and integrity among its members while remaining dispute neutral as an organization. In 1992, SER began with a gathering of eight experts who knew each other and found sharing their experiences and expertise beneficial. Early meetings set the stage for our annual member conference. Today SER conducts its business exempt from federal income tax under Section 501(c) (6) of the Internal Revenue Code. SER's two-day annual summer member conference presents professional education programs with prominent outside speakers and evening social events offering camaraderie and networking opportunities. Since 2019, SER publishes a periodic newsletter, The Expert's Examiner, that covers items of interest in the industry as well as within the organization. (Non-members can view past issues and may subscribe to upcoming issues from the homepage.) In 2020, SER began broadcasting a series of live and recorded webcasts covering current issues, presented by members and outside speakers. Webcasts are a member-only benefit. SER encourages member pro bono participation in Securities Arbitration Clinics (several of which have a law school affiliation) through teaching, consulting, and expert testimonial services.
- Website
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http://www.securitiesexpert.org
External link for Securities Experts Roundtable
- Industry
- Alternative Dispute Resolution
- Company size
- 1 employee
- Type
- Nonprofit
- Founded
- 1993
Employees at Securities Experts Roundtable
Updates
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SER opens registration for their Annual Expert Conference! https://lnkd.in/gs2qTVsk
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Welcome to our new member William Pat Wright! https://lnkd.in/g_tjaGWN
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Welcome to our new member Robert Lowry! https://lnkd.in/gU4UeNA9
Newsroom
securitiesexpert.org
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More here: https://lnkd.in/gsw6aAtf SER Member Jeffrey Estella contributed to a recent article in Traders Magazine! Learn how algo wheels are transforming trading strategies and optimizing execution. Dive into the article here: https://lnkd.in/ek8rRJTa
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Member Event Registration: https://lnkd.in/gpY89T67 Join SER's Colleen Diles this Thursday 4/18, as she moderates an informative session on Anti-Money Laundering (AML) with members Ross Delston, David MacNair, and Catherine Mustico, covering a range of topics. Learn more about this member only event at the link above.
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Learn more here: https://lnkd.in/gjsN45SE SER Members Jeffrey Estella & Michael Cashel were special guests on a recent fintech podcast!
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SER Member Richard P. Ryder recently authored an article analyzing FINRA's 2023 Dispute Resolution Statistics – read more here: https://lnkd.in/ggd2bFwd
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Event Invite: https://conta.cc/3SQY11t Join Ross Tulman, Jerry DeNigris and Jack Herrmann for the SER member event: "When & Why Does the Trier of Fact Hit the Off Switch?" Contact Membership Chair Patrick Dennis if you are interested in membership!
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SER Member Andrew Auslander, CFA, FRM, NACD.DC re-elected to Board of Directors of the CFA Society New York – congratulations Andrew! Read more here: https://lnkd.in/gNmq7cfh
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